Below you will find articles from our legal journals on a variety of pressing legal topics.
Life Insurance Company Products 2024 is taking place in Washington, D.C., on November 7-8, 2024, in person or via live webcast. Life Insurance Company Products 2024: Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance...
On April 18, 2018, the Securities and Exchange Commission (SEC) proposed a package of rulemakings and interpretations designed “to enhance the quality and transparency of investors’ relationships with investment advisers and broker-dealers.” The...
Washington, D.C., October 4, 2019. American Law Institute Continuing Legal Education (ALI CLE) has announced that Life Insurance Company Products 2019: Featuring Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues will be...
ALI CLE | Accountants' Liability 2019: Strategies for the Profession in an Era of Heightened Enforcement | October 17 - 18 2019 | Washington, D.C. Washington, D.C., August 21, 2019. American Law Institute Continuing Legal Education (ALI CLE) has...
ALI CLE has announced that Regulation D Offerings and Private Placements 2019 will be held on March 7-9, in Scottsdale, Arizona. This program will deliver a mix of practical benefits and an insightful view on the current developments in securities...
The following keynote address was delivered by Dalia Blass, Director, SEC Division Of Investment Management, at ALI CLE's 2018 Conference On Life Insurance Company Products, Washington D.C., Nov. 8, 2018. Introduction Good morning. Thank you...
The American Law Institute CLE’s recent Accountants’ Liability Conference featured a panel discussion on substantive defense strategies in SEC and PCAOB proceedings starring representatives from both sides of the table. The panelists went over a...
PCAOB Chairman William Duhnke expects to fill the vacant posts at the head of the regulatory board's various offices before the end of the year. "I can't give you a specific date. But our goal is by the end of the year to have all our senior...
American Law Institute Continuing Legal Education (ALI CLE) has announced that Life Insurance Company Products 2018: Featuring Current SEC, FINRA Insurance, Tax, and ERISA Regulatory and Compliance Issues will be held on November 7 - 9, 2018, in...